Under the leadership of the xxx city branch, under the guidance of the relevant business departments, in the year of xx, I followed the "China Postal Savings Bank Guangdong Branch operational branch compliance manager stationing system management", "business norms of the year," the relevant requirements, the strict discipline of the self, conscientiously fulfill the duties of the compliance manager, mainly to do the following aspects of the work.
One, the daily supervision and inspection to promote the implementation of the internal control system.
Compliance manager conscientiously do a good job of supervision and inspection of the day-to-day business of the branch, funds and important blank vouchers and other inspection work, in the day-to-day supervision and inspection of the problems found in a timely manner to make a good record, to analyze the reasons for the emergence of the problem, and supervise the relevant personnel to carry out corrective actions, and reflected in the monthly performance report. The records should set out the `reasonable period of time for rectification of the problems found, and where rectification is not possible or is not possible within a short period of time, the reasons should be indicated and reported in a timely manner. For major business matters such as major irregularities and potential fund security risks found, the reasons for the occurrence and measures to be taken are indicated and reported in writing (including e-mail) to the city branch at the first time on the day of the business occurrence. The company's business is to provide a comprehensive range of products and services to the public, and to provide a wide range of products and services to the community.
To strengthen the review of business authorization, to ensure that the transaction is real and controllable.
Strengthen the review and supervision of business authorization, in accordance with the savings business processing system of the teller's authority and the city branch issued by the business transaction review and approval requirements, strictly fulfill the authorization duties, good review authorization pass, responsible for the effectiveness of the business staff to handle business, compliance, completeness of supervision, to ensure that the authorization of the transaction of the real and controllable.
Third, do a good job of business guidance, rectification and implementation of existing problems
In order to adapt to the needs of the development of the business of the Postal Savings Bank business, to strengthen the study of business knowledge, and constantly improve their own business level, familiar with the business rules and regulations, the system of internal control and the operation process, while assisting the branch president to do a good job of business training, guidance to the ordinary teller Correctly handle the business, including teller management, tailgate management, cash
Gold, checks and important blank vouchers management, report management, file management, etc.. Improve the business service level of employees and counsel to solve business problems encountered in the course of business.
Fourth, to assist the branch president to grasp the security management, teller scheduling
In the fulfillment of the duties of the compliance manager at the same time, actively assist the branch president to grasp the security management of the outlets at the end of the business day. Responsible for checking the monitoring equipment and security facilities of the outlets, supervise the implementation of the safety operation and management regulations of the outlets personnel, such as the discovery of failures or related anomalies in a timely manner to do a good job of registering and reporting to the relevant security, technical departments, timely maintenance, responsible for reporting there and put forward on the rectification of the risk of hidden dangers recommendations.
XX year, I have not been positive points by the parent organization, did not receive after the fact supervision quarterly by error content respectively fill in the number of errors fill in the "after the fact supervision found error statistical table", negative positive points 1 points, the reason is due to the new staff on behalf of the collection of electricity, no pending compliance manager review, has been collected into the drawer, the collection of electricity vouchers to the customer.