The subjects of enterprise compliance examination are: enterprise compliance and financial thinking, enterprise compliance and audit thinking, and the classified subjects are: enterprise compliance affairs management (primary), enterprise compliance affairs management (intermediate) and enterprise compliance affairs management (advanced).
1, major corporate compliance department
Division of compliance in grass-roots enterprises: analysis of the whole process of labor law, such as compliance practice, compliance system construction, legal risk prevention and control during sick leave, social security work injury, labor contract dissolution and resignation management, labor dispute prevention and response design, and labor law case handling skills.
2. Compliance Department of Intermediate Enterprises
Compliance Department of Intermediate Enterprise: Primary Compliance Department needs to master the whole process of enterprise operation, such as enterprise compliance and intellectual property management, tax risk prevention and control and tax planning, such as start-up operation, enterprise investment and financing, enterprise profit distribution and investment withdrawal, and enterprise criminal legal risk prevention and control.
3. Senior Corporate Compliance Officer
Senior enterprise compliance engineer: what junior and intermediate compliance officers need to master, as well as the design of enterprise equity structure, equity incentive and partner mechanism, analysis of equity issues in equity financing, and legal practice analysis of corporate governance.
Company compliance officer introduces:
Enterprise compliance engineer is a professional name, defined as a person who is engaged in enterprise compliance construction, management and supervision, so that the behavior of enterprises and their internal members conforms to laws, regulations, regulatory requirements, industry norms and ethics.
On May 17, 2022, the Accreditation Center of the State Administration of Market Supervision carried out the training of enterprise compliance officers and the verification of personnel's ability, which provided a solid talent support and guarantee for comprehensively promoting the compliance management strategy of related enterprises.
20 18 165438+200812 October, in order to promote central enterprises to strengthen compliance management in an all-round way, accelerate the improvement of compliance management level according to law, strive to build central enterprises ruled by law, and ensure the sustained and healthy development of enterprises, the State Council SASAC formulated the Guidelines for Compliance Management of Central Enterprises (for Trial Implementation).