Company Events of New Era Securities

May 2013 New Era Securities Limited Tianjin Branch was established. September, 2012 New Era Macro Capital Management Co. June 2012 The Company moved to 1501, 15th Floor, Building 1, No. 99, West Road of North Third Ring, Haidian District, Beijing, after approval by Beijing Securities Regulatory Bureau, becoming the first company-level brokerage introduced by the People's Government of Haidian District. Jun.2012 The Company formally launched the financing and securities financing business. February 2012 Beijing Xinghua Street Business Department and Beijing Yong'an Road Business Department officially opened September 2011 The Company's primary underwriting project of Zhejiang Bangjie Digital Knitwear Co. July 2011 The project of Zhuhai Hejia Medical Equipment Co., Ltd. underwritten by the Company was approved by the China Securities Regulatory Commission. December 2010 Beijing Lugu Road Securities Business Department and Beijing Majiapu West Road Securities Business Department opened December 2010 Shanghai Securities Asset Management Branch was established November 2010 to obtain the qualification of securities asset management business August 2010 the registered capital of the Company was changed to 146327.201306 million yuan; April 2010 as the lead underwriter of the initial public offering of Zhejiang Jinlihua Electric Co. Ltd. (Initial Public Offering), which was approved by the Issuing and Reviewing Committee of China Securities Regulatory Commission (CSRC) February 2009 Completion of the registration of industrial and commercial changes in relation to the absorption and merger of Shanghai Far East Securities Co. Ltd. December 2008 Commenced the absorption and merger of Shanghai Far Eastern Securities Co. July 2007 Acted as the lead underwriter for the initial public offering of Guangzhou Lu Xiang Co. March 2007 Acted as the sponsor for the non-public offering of shares of listed company Datang Gaoxiong Data Network Technology Co. January 2007 Acted as the sponsor for the shareholding reform of listed company Chuangzhi Information Technology Co. December 2006 Passed the on-site expert review of regulated securities companies. Jul 2006 Acted as the sponsor for the shareholding reform of listed company Xi'an Jiaoda Botong Information Co. April 2006 Acted as underwriter for the issuance of corporate bonds of Beijing Infrastructure Investment Co. December 2005 Acted as underwriter for the corporate bond issuance of Guangxi Investment Group Corporation. December 2005 Passed the evaluation of independent depository of clients' funds, becoming the first brokerage firm in Beijing to pass the evaluation. Nov. 2005 Qualified as a sponsor organization. Mar. 2005 Achieved sales success by consigning Xiangcai Huoyin Risk Budget Fund and New Century Preferred Dividend Fund. Jan. 2005 Served as deputy underwriter of Aisino Changfeng and Nanshan Steel's issuance financing project. Nov. 2004 Qualified as a fund distributor. September 2004 Acted as deputy chief underwriter for the initial public offerings of Zhongshan Huadi Burning Appliances Company Limited and Sichuan Guang'an Aizhong Company Limited. September 2004 Qualified for enterprise income tax summarization. July 2004 Acted as deputy chief underwriter for the initial public offering of Hefei Rongshida Sanyo Electric Appliances Co. May 2004 Acted as deputy lead underwriter for the initial public offerings of Hunan Yueyang Paper Company Limited and Hunan Xinwufeng Company Limited. April 2004 Established three regional investment banking headquarters in Beijing, Shenzhen and Shanghai. Mar. 2004 Acted as deputy lead underwriter for the initial public offering of Zhejiang Kang Enbei Pharmaceutical Co. Jan. 2004 Qualified for interbank lending and bond trading business in the interbank market. December 2003 Qualified for foreign currency securities brokerage and investment consulting business. November 2003 Acted as deputy lead underwriter for the share placement projects of Lianyungang Ruyi Group Co. November 2003 Completed the preparatory work for 8 new business offices in Shenzhen, Foshan, Suzhou, Yangzhou, Jiaxing, Qingdao, Fuzhou and Chongqing, bringing the total number of subordinate business offices to 22, forming a reasonable strategic layout based on the coast and radiating to the northwest and southwest. October 2003 Qualified for online trading. August 2003 to complete the securities trading "centralized", becoming the first domestic securities industry to achieve fully centralized securities trading brokerage. June 2003 New Era Securities Co., Ltd. was established in Beijing with the approval of China Securities Regulatory Commission.