fund qualification exam
Since 2003, the qualification examination for fund practitioners, as a part of the qualification examination system for securities practitioners, has been organized and implemented by China Securities Association. .
In order to adapt to the development of the industry under the new situation, the fund industry association has adjusted the examination content according to the feedback from all parties over the years and drawing on the experience at home and abroad. The adjusted examination focuses on practical application, mainly assessing the necessary basic knowledge and professional skills of fund practitioners. The examination covers seven basic knowledge, including fund industry overview, laws and regulations and professional ethics, investment management, operation management, sales management, internal control and compliance management, and internationalization.
Securities qualification
Securities qualification is the abbreviation of qualification examination for securities practitioners. This certificate is a national qualification examination and a qualification certificate for national financial institutions. The qualification examination for securities practitioners is an introductory examination for engaging in the securities industry.